Individual Firm
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SUSAN BOLEN LOWRY
SUSAN GAIL BOLEN
CRD#: 604115
IA
B
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 18 MAIN STREET EXTENSION
SUITE 303
PLYMOUTH, MA 02360
SUITE 303
PLYMOUTH, MA 02360
0
Disclosures
38
Years of Experience
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State Registrations
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Alaska 8/16/2019
B
Michigan 8/16/2019
B
Arizona 8/16/2019
B
Minnesota 8/16/2019
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California 2/5/2014
B
New Hampshire 8/16/2019
B
California 6/29/2016
B
New Jersey 8/16/2019
B
Colorado 8/16/2019
B
New York 10/14/2013
B
Connecticut 8/16/2019
B
North Carolina 8/16/2019
B
Delaware 8/16/2019
B
Ohio 6/20/2018
B
District of Columbia 1/2/2025
B
Pennsylvania 11/14/2017
B
Florida 7/7/2016
B
Rhode Island 8/16/2019
B
Georgia 1/26/2017
B
South Carolina 8/16/2019
B
Illinois 8/16/2019
B
Texas 1/5/2015
B
Louisiana 5/15/2024
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Texas 7/30/2019
B
Maine 8/16/2019
B
Vermont 8/16/2019
B
Maryland 8/16/2019
B
Virginia 8/16/2019
B
Massachusetts 5/7/2008
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 6/3/2013
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Registered with this firm since 5/7/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/01/2008 - 05/08/2008 | EAST HARWICH, MA | |
B | 01/27/1999 - 01/03/2008 | EAST HARWICH, MA | |
B | 07/12/1996 - 08/27/1997 | ||
B | 10/22/1986 - 08/27/1997 | ST. LOUIS, MO | |
B | 02/16/1980 - 01/13/1982 |
02/16/1980 - 01/13/1982
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.