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Michael Alan Fleming
MICHAEL A FLEMING
CRD#: 6039650
IA
Investment Adviser
B
Broker
U.S. BANCORP ADVISORS, LLCCRD#: 14455 Chicago, IL
Registration History
201220142016201820202022202420262 FIRMS2021 - 2022 (<1 year)2 FIRMS2022 - Present (2 years)BAMERICAN ENTERPRISE INVESTMENT... (CRD# 26506)2017 - 2021 (4 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2012 - 2017 (4 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2016 - 2016 (<1 year)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2012 - 2015 (3 years)
License(s)

State Registrations

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California 5/19/2022

B
Illinois 9/24/2024

IA
California 5/19/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP ADVISORS, LLC (CRD#:14455)
Chicago, IL
Registered with this firm since 5/19/2022

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U.S. BANCORP ADVISORS, LLC (CRD#:14455)
Chicago, IL
Registered with this firm since 5/19/2022

Previous Registration(s)
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IA
11/23/2021 - 05/18/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Minneapolis, MN
B
09/15/2021 - 05/18/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Minneapolis, MN
B
01/03/2017 - 09/15/2021 AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (CRD#:26506) Minneapolis, MN
B
04/25/2012 - 01/18/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Minneapolis, MN
IA
01/04/2016 - 12/31/2016 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Minneapolis, MN
IA
06/19/2012 - 12/31/2015 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Minneapolis, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.