Individual Firm
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CHRIS JOHN OCCHIPINTI
CRD#: 6038436
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 550 BROADWAY AVENUE
SUITE B
HOLBROOK, NY 11741
SUITE B
HOLBROOK, NY 11741
0
Disclosures
11
Years of Experience
View By:
State Registrations
B
California 7/11/2024
IA
New York 4/12/2021
B
Connecticut 11/4/2021
B
North Carolina 6/27/2024
IA
Connecticut 1/27/2025
B
Pennsylvania 1/2/2025
B
Florida 5/14/2019
IA
Pennsylvania 1/3/2025
B
Maine 8/3/2022
B
Rhode Island 4/4/2018
IA
Maine 8/5/2022
B
Vermont 3/21/2024
B
New Jersey 6/2/2016
B
Virginia 3/25/2024
IA
New Jersey 6/3/2016
B
Washington 12/4/2019
B
New York 6/2/2016
SRO Registrations
B
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IA
Registered with this firm since 6/3/2016
B
Registered with this firm since 6/2/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/10/2015 - 06/01/2016 | LAKE RONKONKOMA, NY | |
B | 11/22/2013 - 06/01/2016 | LAKE RONKONKOMA, NY | |
B | 08/19/2013 - 11/22/2013 | LAKE RONKONKOMA, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.