• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KRISTEN ELIZABETH MARINO
KRISTEN E ABATE
CRD#: 6037813
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 61 SOUTH PARAMUS ROAD
MACK CENTER IV
PARAMUS, NJ 07652
Registration History
20122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2013 - Present (11 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2012 - Present (12 years)
License(s)

State Registrations

B
Arizona 11/11/2022

B
New Hampshire 11/11/2022

B
California 11/11/2022

B
New Jersey 11/7/2012

B
Colorado 11/11/2022

IA
New Jersey 4/16/2013

B
Connecticut 11/11/2022

B
New York 6/28/2013

B
Delaware 11/11/2022

IA
New York 5/16/2023

B
District of Columbia 11/11/2022

B
North Carolina 11/15/2022

B
Florida 6/28/2013

B
Pennsylvania 11/11/2022

B
Georgia 11/11/2022

B
South Carolina 11/11/2022

B
Illinois 11/11/2022

B
Texas 11/11/2022

B
Maryland 11/11/2022

B
Virginia 11/11/2022

B
Massachusetts 11/11/2022

B
Washington 11/11/2022

B
Michigan 11/11/2022

B
Wisconsin 11/11/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
61 SOUTH PARAMUS ROAD MACK CENTER IV, PARAMUS, NJ 07652
Registered with this firm since 4/16/2013

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
61 SOUTH PARAMUS ROAD MACK CENTER IV, PARAMUS, NJ 07652
Registered with this firm since 11/7/2012

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.