Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
THOMAS HERBERT HANSON
CRD#: 603752
IA
Investment Adviser
B
Previous Broker
FIRST WILSHIRE SECURITIES MANAGEMENT, INC.CRD#: 171971 1214 EAST GREEN STREET
SUITE 104
PASADENA, CA 91106-3168
Registration History
198519901995200020052010201520202025IAFIRST WILSHIRE SECURITIES MANA... (CRD# 171971)2014 - Present (10 years)IATRIVEST CAPITAL MANAGEMENT INC (CRD# 107586)1994 - Present (30 years)BFIRST WILSHIRE SECURITIES, INC. (CRD# 6609)2010 - 2018 (7 years)BPACIFIC GLOBAL FUND DISTRIBUTO... (CRD# 30642)1992 - 2010 (17 years)BUNIFIED MANAGEMENT CORPORATION (CRD# 7868)1987 - 1991 (4 years)BFINANCIAL PROGRAMS, INC. (CRD# 289)1986 - 1986 (<1 year)BCALVERT SECURITIES CORPORATION (CRD# 14035)1983 - 1984 (<1 year)IAFIRST WILSHIRE SECURITIES MANA... (CRD# 6609)2010 - 2014 (4 years)IAPACIFIC GLOBAL INVESTMENT MANA... (CRD# 106962)2003 - 2010 (6 years)
License(s)

State Registrations

IA
California 5/11/1994
IA
Massachusetts 10/8/2014
Current Registration(s)
IA
FIRST WILSHIRE SECURITIES MANAGEMENT, INC. (CRD#:171971)
1214 EAST GREEN STREET SUITE 104, PASADENA, CA 91106-3168
Registered with this firm since 9/16/2014
IA
TRIVEST CAPITAL MANAGEMENT INC (CRD#:107586)
SANTA BARBARA, CA
Registered with this firm since 5/11/1994
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 02/08/2010 - 01/30/2018 FIRST WILSHIRE SECURITIES, INC. (CRD#:6609) PASADENA, CA
IA
 02/08/2010 - 10/28/2014 FIRST WILSHIRE SECURITIES MANAGEMENT, INC. (CRD#:6609) PASADENA, CA
IA
 08/08/2003 - 02/01/2010 PACIFIC GLOBAL INVESTMENT MANAGEMENT CO (CRD#:106962) SANTA BARBARA, CA
B
 12/23/1992 - 02/01/2010 PACIFIC GLOBAL FUND DISTRIBUTORS, INC. (CRD#:30642) SANTA BARBARA, CA
B
 04/03/1987 - 04/12/1991 UNIFIED MANAGEMENT CORPORATION (CRD#:7868) INDIANAPOLIS, IN
B
 01/13/1986 - 07/08/1986 FINANCIAL PROGRAMS, INC. (CRD#:289)
B
 12/05/1983 - 09/12/1984 CALVERT SECURITIES CORPORATION (CRD#:14035)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.