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NOELLE ASHLEY OH
CRD#: 6037458
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 222 E. CARRILLO ST., SUITE 106
SANTA BARBARA, CA 93101
Registration History
201220142016201820202022202420262 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - Present (11 years)
License(s)

State Registrations

B
Alabama 11/24/2023

B
Maine 7/13/2018

B
Arizona 1/17/2014

B
Massachusetts 7/13/2018

B
Arkansas 7/30/2024

B
Missouri 1/17/2014

B
California 1/17/2014

B
New Jersey 11/24/2023

IA
California 1/17/2014

B
New York 1/17/2014

B
Colorado 4/17/2015

B
Oregon 1/17/2014

B
District of Columbia 3/12/2014

B
Rhode Island 7/30/2024

B
Florida 1/17/2014

B
Tennessee 10/24/2024

B
Hawaii 3/12/2014

B
Texas 1/17/2014

B
Idaho 7/30/2024

IA
Texas 1/17/2014

B
Illinois 1/17/2014

B
Washington 1/17/2014

B
Indiana 1/5/2023

B
Wisconsin 1/17/2014

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
222 E. CARRILLO ST., SUITE 106, SANTA BARBARA, CA 93101
Mission Viejo, CA
Registered with this firm since 1/17/2014

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
222 E. CARRILLO ST., SUITE 106, SANTA BARBARA, CA 93101
Mission Viejo, CA
Registered with this firm since 1/17/2014

Previous Registration(s)
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IA
08/02/2012 - 01/24/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) MONTECITO, CA
B
06/28/2012 - 01/24/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) MONTECITO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.