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Daniel Aaron Peters-Rodbell
DAN PETERS-RODBELL, DAN PETERS RODBELL, DAN RODBELL-PETERS
CRD#: 6037335
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 8611 HIGHWAY 23
SUITE 1-C
BELLE CHASSE, LA 70037
SUITE 1-C
BELLE CHASSE, LA 70037
CETERA WEALTH SERVICES, LLCCRD#: 13572 8611 Highway 23
Suite 1-C
Belle Chasse, LA 70037
Suite 1-C
Belle Chasse, LA 70037
0
Disclosures
13
Years of Experience
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State Registrations
B
Alabama 2/20/2025
B
Montana 2/20/2025
B
Arizona 2/20/2025
B
Nevada 2/20/2025
B
Arkansas 2/20/2025
B
New York 2/20/2025
B
California 2/20/2025
B
North Carolina 2/20/2025
B
Colorado 2/20/2025
B
Ohio 2/20/2025
B
Florida 2/20/2025
B
Pennsylvania 2/20/2025
B
Georgia 2/20/2025
B
South Carolina 2/20/2025
B
Illinois 2/20/2025
B
Tennessee 2/20/2025
B
Louisiana 2/20/2025
B
Texas 2/20/2025
IA
Louisiana 2/20/2025
IA
Texas 4/1/2025
B
Maryland 2/20/2025
B
Utah 2/20/2025
B
Michigan 2/20/2025
B
Washington 2/20/2025
B
Mississippi 2/20/2025
B
West Virginia 2/20/2025
B
Missouri 2/20/2025
B
Wisconsin 2/20/2025
SRO Registrations
B
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IA
Registered with this firm since 2/20/2025
B
Registered with this firm since 2/20/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/20/2016 - 02/20/2025 | Belle Chasse, LA | |
B | 06/05/2012 - 02/20/2025 | Belle Chasse, LA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.