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Detailed Report
ANTHONY J ROSATO
Anthony Rosato
CRD#: 6037238
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 One PPG Place
Suite1300
Pittsburgh, PA 15222
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2018 - Present (6 years)BMORGAN STANLEY (CRD# 149777)2014 - 2017 (2 years)
License(s)

State Registrations

B
Alaska 10/3/2018
B
Montana 8/8/2018
B
Arizona 8/8/2018
B
New Jersey 10/3/2018
B
California 8/8/2018
B
New Mexico 8/8/2018
B
Colorado 10/3/2018
B
New York 8/8/2018
B
Connecticut 11/23/2021
B
North Carolina 10/4/2018
B
Florida 8/8/2018
B
North Dakota 11/23/2021
B
Georgia 4/18/2019
B
Ohio 11/23/2021
B
Idaho 8/8/2018
B
Oregon 8/8/2018
B
Illinois 8/8/2018
B
Pennsylvania 10/3/2018
B
Indiana 5/5/2020
IA
Pennsylvania 10/17/2022
B
Iowa 1/23/2023
B
Texas 8/8/2018
B
Kentucky 11/5/2024
IA
Texas 2/24/2020
B
Maryland 11/23/2021
B
Washington 2/23/2018
B
Massachusetts 8/28/2024
IA
Washington 6/29/2018
B
Minnesota 11/23/2021
B
Wisconsin 9/18/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
One PPG Place Suite1300, Pittsburgh, PA 15222
Registered with this firm since 6/29/2018
B
MORGAN STANLEY (CRD#:149777)
One PPG Place Suite1300, Pittsburgh, PA 15222
Registered with this firm since 2/23/2018
Previous Registration(s)
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B
 12/18/2014 - 06/28/2017 MORGAN STANLEY (CRD#:149777) COLUMBUS, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.