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Detailed Report
ALEX JAMES SYLVESTER
CRD#: 6036870
IA
Investment Adviser
B
Broker
LINCOLN INVESTMENTCRD#: 519 111 Congressional Blvd.
Suite 100
Carmel, IN 46032
Registration History
201220142016201820202022202420263 FIRMS2020 - Present (5 years)BLINCOLN INVESTMENT (CRD# 519)2019 - Present (5 years)BLPL FINANCIAL LLC (CRD# 6413)2012 - 2019 (7 years)
License(s)

State Registrations

B
Indiana 11/22/2019
IA
Michigan 1/30/2025
IA
Indiana 2/6/2020
B
Pennsylvania 1/3/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LINCOLN INVESTMENT (CRD#:519)
111 Congressional Blvd. Suite 100, Carmel, IN 46032
Registered with this firm since 2/13/2020
IA
CAPITAL ANALYSTS (CRD#:162200)
111 Congressional Blvd Suite 100, Carmel, IN 46032
Registered with this firm since 2/13/2020
IA
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC (CRD#:288623)
111 CONGRESSIONAL BLVD., SUITE 100, CARMEL, IN 46032
Registered with this firm since 2/6/2020
B
LINCOLN INVESTMENT (CRD#:519)
111 Congressional Blvd. Suite 100, Carmel, IN 46032
Registered with this firm since 11/22/2019
Previous Registration(s)
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B
 09/27/2012 - 11/20/2019 LPL FINANCIAL LLC (CRD#:6413) INDIANAPOLIS, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.