• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KEVIN DOUGLAS BOWCOCK
KEVIN BOWCOCK
CRD#: 6036368
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 16870 WEST BERNARDO DRIVE
SUITE 150
SAN DIEGO, CA 92127
Registration History
201220142016201820202022202420262 FIRMS2012 - 2019 (7 years)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
Arizona 11/1/2019

B
Minnesota 4/5/2023

B
Arkansas 3/22/2024

B
Missouri 1/20/2022

B
California 11/1/2019

B
Montana 11/1/2019

IA
California 11/5/2019

B
Nevada 11/1/2019

B
Colorado 11/1/2019

B
New Mexico 11/1/2019

B
Connecticut 11/1/2019

B
New York 3/22/2023

B
Florida 11/1/2019

B
North Carolina 4/5/2023

B
Georgia 11/1/2019

B
Oregon 11/1/2019

B
Hawaii 5/31/2023

B
South Carolina 11/18/2020

B
Idaho 11/1/2019

B
Tennessee 1/29/2023

B
Illinois 11/1/2019

B
Texas 11/1/2019

B
Indiana 11/1/2019

IA
Texas 11/1/2019

B
Iowa 4/5/2023

B
Utah 11/1/2019

B
Kansas 11/1/2019

B
Virginia 11/1/2019

B
Maryland 11/1/2019

B
Washington 11/1/2019

B
Massachusetts 11/1/2019

B
Wyoming 1/6/2023

B
Michigan 11/1/2019

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
16870 WEST BERNARDO DRIVE SUITE 150, SAN DIEGO, CA 92127
Registered with this firm since 11/1/2019

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
16870 WEST BERNARDO DRIVE SUITE 150, SAN DIEGO, CA 92127
Registered with this firm since 11/1/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/14/2012 - 11/06/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN DIEGO, CA
B
04/21/2012 - 11/06/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN DIEGO, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.