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ERIK D MONTALVO
Erik Montalvo
CRD#: 6036130
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 300 Granite Run Drive
Suite 300
Lancaster, PA 17601
Registration History
201220142016201820202022202420262 FIRMS2012 - 2014 (1 year)2 FIRMS2015 - 2020 (4 years)2 FIRMS2020 - Present (4 years)BM&T SECURITIES, INC. (CRD# 17358)2012 - 2012 (<1 year)
License(s)

State Registrations

B
Arizona 3/6/2024

B
New York 2/25/2020

B
California 2/25/2020

B
North Carolina 2/25/2020

B
Colorado 2/25/2020

B
Ohio 2/26/2020

B
Connecticut 3/6/2024

B
Oregon 2/25/2020

B
Delaware 2/25/2020

B
Pennsylvania 2/19/2020

B
District of Columbia 2/25/2020

IA
Pennsylvania 2/20/2020

B
Florida 2/25/2020

B
South Carolina 1/10/2024

B
Georgia 2/25/2020

B
Tennessee 2/25/2020

B
Illinois 2/25/2020

B
Texas 2/25/2020

B
Indiana 2/25/2020

IA
Texas 2/26/2020

B
Kentucky 2/25/2020

B
Virginia 2/25/2020

B
Maryland 2/25/2020

B
Washington 2/25/2020

B
Massachusetts 2/25/2020

B
West Virginia 3/14/2024

B
Missouri 7/16/2021

B
Wisconsin 2/25/2020

B
New Jersey 2/25/2020

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
300 Granite Run Drive Suite 300, Lancaster, PA 17601
Registered with this firm since 2/20/2020

B
MORGAN STANLEY (CRD#:149777)
300 Granite Run Drive Suite 300, Lancaster, PA 17601
Registered with this firm since 2/19/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/24/2015 - 01/06/2020 M&T SECURITIES, INC. (CRD#:17358) LANCASTER, PA
B
02/26/2015 - 01/06/2020 M&T SECURITIES, INC. (CRD#:17358) LANCASTER, PA
IA
12/22/2012 - 04/04/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) LANCASTER, PA
B
12/03/2012 - 04/04/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) LANCASTER, PA
B
04/02/2012 - 09/28/2012 M&T SECURITIES, INC. (CRD#:17358) LANCASTER, PA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.