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BENJAMIN DOUGLAS WOOLEY
CRD#: 6034937
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 4150 Kinross Lakes Pkwy
Richfield, OH 44286
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2021 - Present (3 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2013 - 2020 (7 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2014 - 2020 (6 years)
License(s)

State Registrations

B
California 3/22/2021

IA
Ohio 3/23/2021

B
Ohio 3/23/2021

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4150 Kinross Lakes Pkwy, Richfield, OH 44286
Registered with this firm since 3/23/2021

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4150 Kinross Lakes Pkwy, Richfield, OH 44286
Registered with this firm since 3/22/2021

Previous Registration(s)
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IA
12/19/2014 - 12/22/2020 CHARLES SCHWAB & CO., INC. (CRD#:5393) Richfield, OH
B
12/12/2013 - 12/22/2020 CHARLES SCHWAB & CO., INC. (CRD#:5393) Richfield, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.