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BRIAN A PERDEW
BRIAN ALEXANDER PERDEW, BRIAN PERDEW
CRD#: 6034819
IA
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 34 ASPEN PARK BLVD
E SYRACUSE, NY 13057
E SYRACUSE, NY 13057
0
Disclosures
12
Years of Experience
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State Registrations
B
Florida 11/8/2022
B
North Carolina 11/8/2022
B
Maine 11/8/2022
B
South Carolina 5/29/2024
IA
New Jersey 8/11/2015
B
Texas 11/8/2022
B
New York 8/14/2015
SRO Registrations
B
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IA
Registered with this firm since 8/11/2015
B
Registered with this firm since 8/11/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/31/2013 - 07/09/2015 | LATHAM, NY | |
B | 10/15/2013 - 07/09/2015 | LATHAM, NY | |
IA | 05/14/2012 - 10/01/2013 | SYRACUSE, NY | |
B | 04/06/2012 - 10/01/2013 | SYRACUSE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.