Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
KELLY JEAN KRAUSE
KELLY ROYALL, KELLY STEWART
CRD#: 6034673
IA
Investment Adviser
B
Broker
JJSA ADVISORS, LTD.CRD#: 116460 4456 CORPORATION LANE
SUITE 112
VIRGINIA BEACH, VA 23462
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCRD#: 20804 4456 CORPORATION LANE
#112
VIRGINIA BEACH, VA 23462
Registration History
2014201520162017201820192020202120222023202420252026IAJJSA ADVISORS, LTD. (CRD# 116460)2017 - Present (8 years)BUNITED PLANNERS' FINANCIAL SER... (CRD# 20804)2015 - Present (9 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2014 - 2015 (<1 year)
License(s)

State Registrations

B
California 6/6/2024
B
New York 6/6/2024
B
Colorado 6/6/2024
IA
North Carolina 8/25/2021
B
Connecticut 9/16/2024
B
North Carolina 6/6/2024
B
Florida 6/6/2024
B
Ohio 6/6/2024
B
Georgia 6/6/2024
B
Pennsylvania 6/6/2024
B
Hawaii 6/6/2024
B
South Carolina 6/6/2024
B
Illinois 6/6/2024
B
Tennessee 6/6/2024
B
Indiana 6/6/2024
B
Texas 6/6/2024
B
Maryland 6/6/2024
B
Virginia 12/22/2015
B
Massachusetts 6/6/2024
IA
Virginia 3/28/2017
B
New Jersey 6/6/2024
B
Washington 6/6/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JJSA ADVISORS, LTD. (CRD#:116460)
4456 CORPORATION LANE SUITE 112, VIRGINIA BEACH, VA 23462
Registered with this firm since 3/28/2017
B
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804)
4456 CORPORATION LANE #112, VIRGINIA BEACH, VA 23462
Registered with this firm since 8/4/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/17/2014 - 06/24/2015 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) COLUMBUS, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.