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Detailed Report
ELIZABETH GRACE YEO
BETSY MILLER, ELIZABETH GRACE MILLER, BETSY YEO
CRD#: 6033689
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 571 MONON BLVD.
STE. 150
CARMEL, IN 46032
Registration History
2018201920202021202220232024202520262 FIRMS2024 - Present (1 year)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2018 - 2024 (5 years)IAWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2020 - 2024 (3 years)
License(s)

State Registrations

B
Indiana 1/19/2024
IA
Indiana 1/19/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
571 MONON BLVD. STE. 150, CARMEL, IN 46032
Registered with this firm since 1/19/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
571 MONON BLVD. STE. 150, CARMEL, IN 46032
Registered with this firm since 1/19/2024
Previous Registration(s)
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IA
 08/28/2020 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) CARMEL, IN
B
 04/23/2018 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) CARMEL, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.