Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
RYAN DOUGLAS ZINK
RYAN D ZINK
CRD#: 6032823
IA
Investment Adviser
B
Broker
FORUM FINANCIAL MANAGEMENT, LPCRD#: 145706 440 SOUTH 3RD STREET, SUITE 202
SAINT CHARLES, IL 60174
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 440 S. Third Street
Suite 202
St. Charles, IL 60174
Registration History
201220142016201820202022202420262 FIRMS2015 - Present (10 years)BCETERA FINANCIAL SPECIALISTS LLC (CRD# 10358)2013 - 2015 (1 year)BCOUNTRY CAPITAL MANAGEMENT COMPANY (CRD# 12060)2012 - 2013 (1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2014 - 2015 (<1 year)
License(s)

State Registrations

B
Arkansas 9/11/2019
B
Illinois 2/17/2015
B
California 9/11/2019
B
Iowa 9/27/2019
B
Colorado 9/11/2019
B
Texas 9/11/2019
B
Florida 9/11/2019
B
Virginia 9/11/2019
B
Georgia 9/11/2019
B
Wisconsin 2/17/2015
IA
Illinois 2/13/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FORUM FINANCIAL MANAGEMENT, LP (CRD#:145706)
440 SOUTH 3RD STREET, SUITE 202, SAINT CHARLES, IL 60174
Registered with this firm since 2/13/2015
B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
440 S. Third Street Suite 202, St. Charles, IL 60174
Registered with this firm since 2/17/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/07/2014 - 02/17/2015 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) ST. CHARLES, IL
B
 09/24/2013 - 02/17/2015 CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358) ST. CHARLES, IL
B
 04/13/2012 - 08/30/2013 COUNTRY CAPITAL MANAGEMENT COMPANY (CRD#:12060) NORTH AURORA, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.