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James DeSanctis
JAMES G DESANCTIS, JAMES GREGORY DESANCTIS, JAMES DESANCTIS, Jimmy DeSanctis
CRD#: 6031742
IA
B
CAPITAL ANALYSTSCRD#: 162200 1410 Piedmont Drive East
Tallahassee, FL 32308
Tallahassee, FL 32308
LINCOLN INVESTMENTCRD#: 519 1410 Piedmont Drive East
Tallahassee, FL 32308
Tallahassee, FL 32308
0
Disclosures
11
Years of Experience
View By:
State Registrations
B
Alabama 9/8/2023
B
Massachusetts 9/8/2023
B
Arizona 9/8/2023
B
Missouri 8/25/2023
B
California 9/8/2023
B
Nevada 9/8/2023
B
Colorado 9/8/2023
B
New Jersey 9/8/2023
B
Florida 7/31/2023
B
New Mexico 9/8/2023
IA
Florida 8/1/2023
B
North Carolina 9/8/2023
B
Georgia 9/8/2023
B
Ohio 9/8/2023
B
Hawaii 9/8/2023
B
Oklahoma 9/8/2023
B
Illinois 9/8/2023
B
Pennsylvania 9/8/2023
B
Indiana 9/8/2023
B
Tennessee 9/8/2023
B
Kansas 7/31/2023
B
Washington 9/8/2023
B
Maryland 9/8/2023
B
Wisconsin 9/8/2023
SRO Registrations
B
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IA
Registered with this firm since 8/3/2023
IA
Registered with this firm since 8/1/2023
B
Registered with this firm since 7/31/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/23/2023 - 07/10/2023 | Atlantic Beach, FL | |
B | 09/21/2022 - 07/10/2023 | GREENWOOD VILLAGE, CO | |
IA | 03/25/2020 - 08/05/2022 | JACKSONVILLE, FL | |
B | 03/24/2020 - 08/05/2022 | JACKSONVILLE, FL | |
IA | 12/07/2017 - 06/17/2019 | Lone Tree, CO | |
B | 12/04/2017 - 06/17/2019 | Lone Tree, CO | |
IA | 05/18/2012 - 09/07/2017 | JACKSONVILLE, FL | |
B | 04/21/2012 - 09/07/2017 | JACKSONVILLE, FL |
JACKSONVILLE, FL
03/25/2020 - 08/05/2022
JACKSONVILLE, FL
03/24/2020 - 08/05/2022
JACKSONVILLE, FL
05/18/2012 - 09/07/2017
JACKSONVILLE, FL
04/21/2012 - 09/07/2017
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.