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Courtney M Krogstad
Courtney M Umhoefer, Courtney Umhoefer
CRD#: 6030675
IA
Investment Adviser
B
Broker
RICHMOND INVESTMENT SERVICES LLCCRD#: 327451 7702 W MEQUON RD
MEQUON, WI 53097-3217
LPL FINANCIAL LLCCRD#: 6413 7702 W MEQUON RD
MEQUON, WI 53097
Registration History
201220142016201820202022202420262 FIRMS2013 - 2014 (1 year)2 FIRMS2014 - 2016 (2 years)2 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - 2021 (3 years)IARICHMOND INVESTMENT SERVICES LLC (CRD# 327451)2024 - Present (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2021 - Present (4 years)BGWFS EQUITIES, INC. (CRD# 13109)2012 - 2013 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2021 - 2024 (3 years)
License(s)

State Registrations

B
Colorado 6/16/2021

B
North Carolina 8/18/2021

B
Florida 6/16/2021

B
Wisconsin 2/5/2021

B
Indiana 6/16/2021

IA
Wisconsin 5/21/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RICHMOND INVESTMENT SERVICES LLC (CRD#:327451)
7702 W MEQUON RD, MEQUON, WI 53097-3217
Registered with this firm since 5/21/2024

B
LPL FINANCIAL LLC (CRD#:6413)
7702 W MEQUON RD, MEQUON, WI 53097
Registered with this firm since 2/5/2021

Previous Registration(s)
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IA
02/05/2021 - 06/24/2024 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
IA
04/25/2017 - 01/19/2021 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MEQUON, WI
B
04/25/2017 - 01/19/2021 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MEQUON, WI
IA
04/11/2016 - 04/24/2017 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) MILWAUKEE, WI
B
04/11/2016 - 04/24/2017 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) MILWAUKEE, WI
IA
02/12/2014 - 02/29/2016 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
B
02/12/2014 - 02/29/2016 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
IA
11/13/2013 - 02/12/2014 NEXT FINANCIAL GROUP, INC. (CRD#:46214) DELAFIELD, WI
B
02/07/2013 - 02/12/2014 NEXT FINANCIAL GROUP, INC. (CRD#:46214) DELAFIELD, WI
B
03/12/2012 - 02/05/2013 GWFS EQUITIES, INC. (CRD#:13109) GLENDALE, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.