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MALCOLM K BRIGGS
Malcolm Keith Briggs
CRD#: 6029568
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 10369 CLAYTON RD
FRONTENAC, MO 63131
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2023 (9 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 10/30/2023

B
Montana 10/17/2023

B
Arkansas 10/17/2023

B
Nebraska 10/17/2023

IA
Arkansas 10/17/2023

B
New Jersey 4/11/2024

B
California 10/17/2023

B
New York 10/17/2023

B
Colorado 10/17/2023

B
North Carolina 10/17/2023

B
Florida 10/17/2023

B
Ohio 2/3/2025

B
Georgia 10/17/2023

B
Oklahoma 10/18/2023

B
Illinois 10/17/2023

B
Puerto Rico 11/27/2024

B
Kansas 10/17/2023

B
Tennessee 10/17/2023

B
Kentucky 10/17/2023

B
Texas 10/17/2023

B
Louisiana 7/1/2024

IA
Texas 10/17/2023

B
Michigan 10/30/2023

B
Virginia 10/17/2023

B
Missouri 10/17/2023

B
Washington 7/19/2024

IA
Missouri 10/17/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
10369 CLAYTON RD, FRONTENAC, MO 63131
1400 KIRK RD STE 200, LITTLE ROCK, AR 72223
Registered with this firm since 10/17/2023

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
10369 CLAYTON RD, FRONTENAC, MO 63131
1400 KIRK RD STE 200, LITTLE ROCK, AR 72223
Registered with this firm since 10/17/2023

Previous Registration(s)
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IA
10/09/2014 - 10/27/2023 EDWARD JONES (CRD#:250) TOWN and COUNTRY, MO
B
08/12/2014 - 10/27/2023 EDWARD JONES (CRD#:250) TOWN and COUNTRY, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.