Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ERIC SAENZ
CRD#: 6029094
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 1967 HIGHWAY 34
BUILDING C, SUITE 201
WALL, NJ 07719
Registration History
20122014201620182020202220242026IAEQUITABLE ADVISORS, LLC (CRD# 6627)2019 - Present (6 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)2012 - Present (12 years)
License(s)

State Registrations

B
Alabama 1/27/2023
IA
Montana 1/4/2023
B
Arizona 8/13/2021
B
New Hampshire 11/4/2022
IA
Arizona 8/27/2021
B
New Jersey 6/21/2012
B
Arkansas 4/28/2023
IA
New Jersey 2/15/2019
IA
Arkansas 5/9/2023
B
New York 4/8/2021
B
California 1/24/2017
IA
New York 1/15/2022
IA
California 7/8/2021
B
North Carolina 1/27/2015
B
Delaware 1/29/2025
IA
North Carolina 6/20/2022
IA
Delaware 2/10/2025
B
Ohio 7/28/2021
B
Florida 5/7/2019
IA
Ohio 7/29/2021
IA
Florida 5/15/2019
B
Pennsylvania 9/28/2021
B
Georgia 8/2/2024
IA
Pennsylvania 10/4/2021
IA
Georgia 8/5/2024
B
South Carolina 1/26/2015
B
Hawaii 2/23/2024
IA
South Carolina 8/1/2022
B
Indiana 3/24/2023
B
Texas 10/29/2021
IA
Indiana 3/27/2023
IA
Texas 11/2/2021
B
Maryland 4/20/2022
B
Virginia 1/5/2022
IA
Maryland 4/26/2022
IA
Virginia 1/19/2022
B
Massachusetts 11/28/2022
B
Washington 4/28/2022
B
Montana 12/9/2022
IA
Washington 3/25/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
1967 HIGHWAY 34 BUILDING C, SUITE 201, WALL, NJ 07719
Barnegat, NJ
Registered with this firm since 2/15/2019
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
1967 HIGHWAY 34 BUILDING C, SUITE 201, WALL, NJ 07719
Barnegat, NJ
Registered with this firm since 6/21/2012
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.