Individual Firm
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Nicholas George Dippel
NICHOLAS GEORGE DIPPEL, NICK DIPPEL, Nicholas Dippel, Nick Dippel
CRD#: 6024309
IA
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 400 BROADHOLLOW RD
STE 200
MELVILLE, NY 11747
STE 200
MELVILLE, NY 11747
0
Disclosures
12
Years of Experience
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State Registrations
B
Arizona 9/6/2022
B
Montana 9/6/2022
B
California 9/6/2022
B
New Hampshire 8/2/2022
B
Colorado 9/7/2022
IA
New Hampshire 8/9/2022
B
Connecticut 9/6/2022
B
New Jersey 9/6/2022
B
Delaware 9/6/2022
B
New York 8/2/2022
B
District of Columbia 9/6/2022
B
North Carolina 9/6/2022
B
Florida 9/6/2022
B
Ohio 9/6/2022
B
Georgia 9/6/2022
B
Oregon 9/6/2022
B
Idaho 9/6/2022
B
Pennsylvania 9/6/2022
B
Illinois 9/6/2022
B
Rhode Island 9/6/2022
B
Louisiana 9/6/2022
B
South Carolina 9/6/2022
B
Maine 9/6/2022
B
Texas 9/6/2022
B
Maryland 9/6/2022
B
Utah 9/6/2022
B
Massachusetts 9/6/2022
B
Vermont 9/6/2022
B
Michigan 9/6/2022
B
Virginia 9/6/2022
B
Minnesota 9/6/2022
B
Washington 9/6/2022
B
Missouri 9/6/2022
B
Wisconsin 9/6/2022
SRO Registrations
B
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IA
Registered with this firm since 8/9/2022
B
Registered with this firm since 8/2/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/09/2017 - 07/13/2022 | WELLESLEY HILLS, MA | |
B | 06/09/2017 - 07/13/2022 | WELLESLEY HILLS, MA | |
IA | 07/16/2015 - 05/15/2017 | CAMBRIDGE, MA | |
B | 04/17/2012 - 05/15/2017 | CAMBRIDGE, MA |
WELLESLEY HILLS, MA
06/09/2017 - 07/13/2022
WELLESLEY HILLS, MA
06/09/2017 - 07/13/2022
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.