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EDWARD LOUIS
ED LOUIS, EDDIE LOUIS
CRD#: 6024194
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1261 POST ROAD
FAIRFIELD, CT 06824-6072
FAIRFIELD, CT 06824-6072
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1261 POST ROAD
FAIRFIELD, CT 06824
FAIRFIELD, CT 06824
0
Disclosures
10
Years of Experience
View By:
State Registrations
B
Connecticut 3/26/2024
B
North Carolina 5/10/2024
IA
Connecticut 5/14/2024
B
Rhode Island 5/10/2024
B
Florida 5/10/2024
B
South Carolina 5/10/2024
B
Georgia 5/10/2024
B
Texas 5/10/2024
B
Massachusetts 5/10/2024
IA
Texas 5/14/2024
B
New Jersey 5/10/2024
B
Virginia 5/10/2024
B
New York 3/26/2024
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 5/14/2024
B
Registered with this firm since 3/26/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/04/2014 - 03/18/2024 | NEW YORK, NY | |
B | 12/23/2013 - 05/02/2014 | DANBURY, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.