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Detailed Report
CHRISTOPHER M ADAMS
CHRISTOPHER ADAMS, Christopher M Adams
CRD#: 6024105
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 150 N RADNOR-CHESTER RD
STE A100
WAYNE, PA 19087
Registration History
201220142016201820202022202420262 FIRMS2018 - Present (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2012 - 2018 (6 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2015 - 2018 (2 years)
License(s)

State Registrations

B
Alaska 8/21/2018
B
Nevada 1/7/2020
B
Arizona 8/21/2018
B
New Hampshire 1/21/2021
B
California 8/21/2018
B
New Jersey 8/21/2018
B
Colorado 8/21/2018
B
New Mexico 8/21/2018
B
Connecticut 8/21/2018
B
New York 8/21/2018
B
Delaware 8/21/2018
B
North Carolina 8/21/2018
B
District of Columbia 8/21/2018
IA
North Carolina 9/5/2018
B
Florida 8/21/2018
B
North Dakota 1/2/2025
B
Georgia 10/16/2018
B
Ohio 8/21/2018
B
Illinois 8/21/2018
B
Oklahoma 8/21/2018
B
Indiana 8/21/2018
B
Oregon 8/21/2018
B
Iowa 6/2/2020
B
Pennsylvania 8/6/2018
B
Kansas 8/21/2018
IA
Pennsylvania 8/7/2018
B
Kentucky 8/21/2018
B
South Carolina 8/21/2018
B
Louisiana 10/16/2018
B
Tennessee 8/21/2018
B
Maine 8/21/2018
B
Texas 8/21/2018
B
Maryland 8/21/2018
IA
Texas 8/21/2018
B
Massachusetts 8/21/2018
B
Utah 8/21/2018
B
Michigan 8/21/2018
B
Vermont 7/11/2023
B
Minnesota 8/21/2018
B
Virginia 8/21/2018
B
Mississippi 10/16/2018
B
Washington 8/21/2018
B
Missouri 8/21/2018
B
Wisconsin 8/21/2018
B
Nebraska 8/21/2018
B
Wyoming 10/16/2018

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
150 N RADNOR-CHESTER RD STE A100, WAYNE, PA 19087
6000 FAIRVIEW RD STE 800, CHARLOTTE, NC 28210
Registered with this firm since 8/7/2018
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
150 N RADNOR-CHESTER RD STE A100, WAYNE, PA 19087
6000 FAIRVIEW RD STE 800, CHARLOTTE, NC 28210
Registered with this firm since 8/6/2018
Previous Registration(s)
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IA
 12/08/2015 - 04/03/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHARLOTTE, NC
B
 02/24/2012 - 04/03/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.