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Detailed Report
KAWIN THONCOMPEERAVAS
KAWIN KOH
CRD#: 6024089
IA
Investment Adviser
B
Broker
TRANSAMERICA FINANCIAL ADVISORS, LLCCRD#: 16164 680 E Colorado Blvd
STE 2100
Pasadena, CA 91101
Registration History
20122014201620182020202220242026IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2018 - Present (7 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2015 - Present (9 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2012 - 2014 (2 years)
License(s)

State Registrations

B
California 6/22/2015
B
Maryland 9/20/2022
IA
California 3/26/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
680 E Colorado Blvd STE 2100, Pasadena, CA 91101
Registered with this firm since 3/26/2018
B
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
680 E Colorado Blvd STE 2100, Pasadena, CA 91101
Registered with this firm since 6/22/2015
Previous Registration(s)
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B
 05/25/2012 - 07/15/2014 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) WOODLAND HILLS, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.