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Detailed Report
LEON ALLEN LOVE
Allen Love, Leon A Love II, Leon A Love, Leon ALLEN Love, Leon Allen Love II…
CRD#: 6023964
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3235 PEACHTREE RD NE
1ST, 2ND & 4TH FLS
ATLANTA, GA 30305
Registration History
20172018201920202021202220232024202520263 FIRMS2021 - 2021 (<1 year)2 FIRMS2022 - 2023 (1 year)2 FIRMS2023 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2017 - 2019 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2018 - 2019 (1 year)
License(s)

State Registrations

B
California 11/17/2023
B
Kansas 11/17/2023
B
Colorado 11/17/2023
B
Missouri 11/17/2023
B
Florida 11/17/2023
B
South Carolina 11/17/2023
B
Georgia 11/17/2023
B
Tennessee 11/17/2023
IA
Georgia 11/20/2023
B
Virginia 11/17/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3235 PEACHTREE RD NE 1ST, 2ND & 4TH FLS, ATLANTA, GA 30305
Registered with this firm since 11/17/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3235 PEACHTREE RD NE 1ST, 2ND & 4TH FLS, ATLANTA, GA 30305
Registered with this firm since 11/17/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/18/2022 - 11/22/2023 MORGAN STANLEY (CRD#:149777) Atlanta, GA
B
 01/17/2022 - 11/22/2023 MORGAN STANLEY (CRD#:149777) Atlanta, GA
B
 06/15/2021 - 11/30/2021 ROBINHOOD FINANCIAL, LLC (CRD#:165998) Charlotte, NC
IA
 03/29/2021 - 05/20/2021 WADDELL & REED (CRD#:866) IRMO, SC
B
 03/29/2021 - 05/20/2021 WADDELL & REED (CRD#:866) IRMO, SC
IA
 04/04/2018 - 04/02/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) COLUMBIA, SC
B
 12/19/2017 - 04/02/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) COLUMBIA, SC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.