Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Mandie Hendricks
MANDIE JEAN JORDAN, MANDIE JORDAN
CRD#: 6023911
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 613 Baltimore Drive
Suite 202
Wilkes-Barre, PA 18702
Registration History
201220142016201820202022202420262 FIRMS2012 - 2021 (9 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Arizona 7/15/2021
B
Nevada 7/15/2021
B
California 7/15/2021
B
New Jersey 7/15/2021
B
Colorado 8/18/2021
B
New York 7/15/2021
B
Connecticut 7/15/2021
IA
New York 7/18/2021
B
Delaware 7/16/2021
B
North Carolina 7/16/2021
B
District of Columbia 7/15/2021
B
Ohio 7/15/2021
B
Florida 7/15/2021
B
Pennsylvania 7/15/2021
B
Georgia 7/15/2021
IA
Pennsylvania 7/15/2021
B
Illinois 10/25/2022
B
South Carolina 7/15/2021
B
Iowa 7/16/2021
B
Tennessee 7/15/2021
B
Louisiana 7/15/2021
B
Texas 7/15/2021
B
Maryland 7/15/2021
IA
Texas 7/15/2021
B
Massachusetts 7/15/2021
B
Vermont 7/15/2021
B
Minnesota 7/15/2021
B
Virginia 7/15/2021

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
613 Baltimore Drive Suite 202, Wilkes-Barre, PA 18702
72 GLENMAURA NATIONAL BLVD SUITE 103, MOOSIC, PA 18507
Registered with this firm since 7/15/2021
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
613 Baltimore Drive Suite 202, Wilkes-Barre, PA 18702
72 GLENMAURA NATIONAL BLVD SUITE 103, MOOSIC, PA 18507
Registered with this firm since 7/15/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/22/2012 - 07/16/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WILKES BARRE, PA
B
 07/04/2012 - 07/16/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WILKES BARRE, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.