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JOSHUA DAVID SCHULTHEIS
Joshua Schultheis
CRD#: 6023864
IA
B
LPL ENTERPRISE, LLCCRD#: 8733 600 S HIGHWAY 169
SUITE 1000
ST. LOUIS PARK, MN 55426-0134
SUITE 1000
ST. LOUIS PARK, MN 55426-0134
0
Disclosures
12
Years of Experience
View By:
State Registrations
B
Colorado 11/14/2024
B
North Dakota 11/14/2024
B
Iowa 11/14/2024
B
South Dakota 11/14/2024
B
Minnesota 11/14/2024
B
Wisconsin 11/14/2024
IA
Minnesota 11/14/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/14/2024
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Registered with this firm since 11/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/29/2023 - 11/14/2024 | ST. LOUIS PARK, MN | |
B | 09/07/2023 - 11/14/2024 | ST. LOUIS PARK, MN | |
IA | 06/03/2021 - 11/30/2022 | MINNEAPOLIS, MN | |
B | 06/09/2021 - 11/30/2022 | Minneapolis, MN | |
B | 06/03/2021 - 11/30/2022 | MINNEAPOLIS, MN | |
IA | 03/10/2020 - 05/28/2021 | Minneapolis, MN | |
B | 03/10/2020 - 05/28/2021 | KANSAS CITY, MO | |
IA | 08/05/2016 - 01/21/2020 | MINNEAPOLIS, MN | |
B | 03/13/2012 - 01/21/2020 | MINNEAPOLIS, MN | |
IA | 05/04/2012 - 08/05/2016 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.