• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JASON B NEIGHBORGALL
JASON NEIGHBORGALL
CRD#: 6023504
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
ATLANTA, GA 30326
Registration History
201220142016201820202022202420262 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Alabama 11/6/2012

B
Nebraska 1/9/2013

B
Alaska 1/9/2013

B
Nevada 1/9/2013

B
Arizona 1/9/2013

B
New Hampshire 1/9/2013

B
Arkansas 1/9/2013

B
New Jersey 1/9/2013

B
California 12/17/2012

B
New Mexico 1/9/2013

B
Colorado 1/9/2013

B
New York 12/19/2012

B
Connecticut 1/9/2013

B
North Carolina 1/10/2013

B
Delaware 1/9/2013

IA
North Carolina 1/10/2022

B
District of Columbia 1/9/2013

B
North Dakota 1/9/2013

B
Florida 11/6/2012

B
Ohio 1/10/2013

B
Georgia 10/3/2012

B
Oklahoma 1/9/2013

IA
Georgia 10/3/2012

B
Pennsylvania 1/9/2013

B
Hawaii 1/9/2013

B
Puerto Rico 1/9/2013

B
Idaho 1/9/2013

B
Rhode Island 1/9/2013

B
Illinois 12/10/2012

B
South Carolina 1/9/2013

B
Indiana 1/9/2013

B
South Dakota 1/9/2013

B
Iowa 1/9/2013

B
Tennessee 11/20/2012

B
Kansas 1/9/2013

B
Texas 11/21/2012

B
Kentucky 1/9/2013

IA
Texas 11/21/2012

B
Louisiana 1/9/2013

B
Utah 1/9/2013

B
Maine 1/9/2013

B
Vermont 1/9/2013

B
Maryland 1/9/2013

B
Virgin Islands 1/9/2013

B
Massachusetts 11/20/2012

B
Virginia 1/9/2013

B
Michigan 1/9/2013

B
Washington 1/9/2013

B
Minnesota 1/2/2013

B
West Virginia 1/9/2013

B
Mississippi 1/9/2013

B
Wisconsin 1/9/2013

B
Missouri 1/9/2013

B
Wyoming 1/9/2013

B
Montana 1/9/2013

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 10/3/2012

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 9/5/2012

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.