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AARON PLEAU WADE
CRD#: 6022436
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Investment Adviser
LIGHTHOUSE FINANCIAL MANAGEMENT, LLCCRD#: 127748 85 BEACH STREET
BUILDING D
WESTERLY, RI 02891
Registration History
20122014201620182020202220242026IALIGHTHOUSE FINANCIAL MANAGEMEN... (CRD# 127748)2014 - Present (10 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2012 - 2014 (2 years)
License(s)

State Registrations

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Louisiana 9/11/2014

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Rhode Island 9/11/2014

Current Registration(s)
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LIGHTHOUSE FINANCIAL MANAGEMENT, LLC (CRD#:127748)
85 BEACH STREET BUILDING D, WESTERLY, RI 02891
Registered with this firm since 9/11/2014

Previous Registration(s)
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09/14/2012 - 09/04/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) PUTNAM, CT
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.