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Detailed Report
ANGELA NICOLE FERRELL
NICOLE FERRELL, ANGELA NICOLE LUNSFORD
CRD#: 6021443
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1 N PACK SQ
ASHEVILLE, NC 28801
Registration History
201220142016201820202022202420262 FIRMS2012 - 2014 (2 years)2 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Alabama 1/2/2015
B
Montana 11/13/2019
B
Arizona 2/15/2024
B
New Jersey 1/2/2015
B
California 1/2/2015
B
New York 1/2/2015
B
Colorado 8/7/2019
B
North Carolina 8/25/2014
B
Connecticut 9/27/2017
IA
North Carolina 8/25/2014
B
Florida 1/2/2015
B
Ohio 1/2/2015
B
Georgia 1/2/2015
B
Oregon 8/10/2017
B
Illinois 1/2/2015
B
Pennsylvania 1/2/2015
B
Indiana 9/15/2021
B
South Carolina 1/2/2015
B
Iowa 1/2/2015
B
South Dakota 11/18/2024
B
Kentucky 10/12/2022
B
Tennessee 1/2/2015
B
Maine 4/4/2019
B
Texas 1/2/2015
B
Maryland 1/5/2018
IA
Texas 1/5/2015
B
Massachusetts 1/2/2015
B
Utah 1/2/2015
B
Michigan 1/2/2015
B
Virginia 1/2/2015
B
Minnesota 2/9/2024
B
Washington 2/2/2023
B
Mississippi 4/29/2019
B
Wisconsin 6/10/2020

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1 N PACK SQ, ASHEVILLE, NC 28801
Registered with this firm since 8/25/2014
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1 N PACK SQ, ASHEVILLE, NC 28801
Registered with this firm since 8/25/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/10/2012 - 08/15/2014 CAPITAL INVESTMENT ADVISORY SERVICES, LLC (CRD#:149124) RALEIGH, NC
B
 04/03/2012 - 08/15/2014 CAPITAL INVESTMENT GROUP, INC. (CRD#:14752) WAYNESVILLE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.