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Detailed Report
ROSS YAGER
ROSS D YAGER, ROSS DANIEL YAGER
CRD#: 6021265
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 500 SALEM STREET
SMITHFIELD, RI 02917
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 900 SALEM STREET
SMITHFIELD, RI 02917
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2018 - 2022 (4 years)2 FIRMS2022 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2015 - 2018 (2 years)
License(s)

State Registrations

B
Alabama 5/5/2022
B
Nebraska 5/5/2022
B
Alaska 5/5/2022
B
Nevada 5/5/2022
B
Arizona 5/5/2022
B
New Hampshire 5/5/2022
B
Arkansas 5/5/2022
B
New Jersey 5/5/2022
B
California 5/5/2022
B
New Mexico 5/5/2022
B
Colorado 5/5/2022
B
New York 5/5/2022
B
Connecticut 5/5/2022
B
North Carolina 5/5/2022
B
Delaware 5/5/2022
B
North Dakota 5/5/2022
B
District of Columbia 5/5/2022
B
Ohio 5/5/2022
B
Florida 5/5/2022
B
Oklahoma 5/5/2022
B
Georgia 5/5/2022
B
Oregon 5/5/2022
B
Hawaii 5/5/2022
B
Pennsylvania 5/5/2022
B
Idaho 5/5/2022
B
Puerto Rico 5/5/2022
B
Illinois 5/5/2022
B
Rhode Island 5/5/2022
B
Indiana 5/5/2022
IA
Rhode Island 5/17/2022
B
Iowa 5/5/2022
B
South Carolina 5/5/2022
B
Kansas 5/5/2022
B
South Dakota 5/5/2022
B
Kentucky 5/5/2022
B
Tennessee 5/5/2022
B
Louisiana 5/5/2022
B
Texas 5/5/2022
B
Maine 5/5/2022
IA
Texas 6/9/2022
B
Maryland 5/5/2022
B
Utah 5/5/2022
B
Massachusetts 5/5/2022
B
Vermont 5/5/2022
B
Michigan 5/5/2022
B
Virginia 5/5/2022
B
Minnesota 5/5/2022
B
Washington 5/5/2022
B
Mississippi 5/5/2022
B
West Virginia 5/5/2022
B
Missouri 5/5/2022
B
Wisconsin 5/5/2022
B
Montana 5/5/2022
B
Wyoming 5/5/2022

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
500 SALEM STREET, SMITHFIELD, RI 02917
Registered with this firm since 5/17/2022
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
900 SALEM STREET, SMITHFIELD, RI 02917
CUMBERLAND, RI
Registered with this firm since 5/5/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/20/2018 - 04/18/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LINCOLN, RI
B
 03/20/2018 - 04/18/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LINCOLN, RI
B
 06/01/2015 - 02/15/2018 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) PROVIDENCE, RI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.