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Detailed Report
STEVEN JAMES MOLINARIO
CRD#: 6019953
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 Phoenix, AZ
CHARLES SCHWAB & CO., INC.CRD#: 5393 2423 E Lincoln Dr
Phoenix, AZ 85016-1215
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2022 - Present (3 years)BCETERA ADVISORS LLC (CRD# 10299)2015 - 2022 (7 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)2013 - 2015 (1 year)IACETERA ADVISORS LLC (CRD# 10299)2017 - 2022 (4 years)
License(s)

State Registrations

B
Alabama 1/11/2023
B
Montana 2/11/2022
B
Alaska 2/11/2022
B
Nebraska 2/11/2022
B
Arizona 2/9/2022
B
Nevada 2/11/2022
IA
Arizona 2/9/2022
B
New Hampshire 1/11/2023
B
Arkansas 1/11/2023
B
New Jersey 2/11/2022
B
California 2/11/2022
B
New Mexico 1/11/2023
B
Colorado 2/11/2022
B
New York 2/11/2022
B
Connecticut 10/4/2022
B
North Carolina 2/11/2022
B
Delaware 2/11/2022
B
North Dakota 1/11/2023
B
District of Columbia 2/11/2022
B
Ohio 1/11/2023
B
Florida 2/11/2022
B
Oklahoma 2/11/2022
B
Georgia 2/11/2022
B
Oregon 2/11/2022
B
Hawaii 2/11/2022
B
Pennsylvania 1/11/2023
B
Idaho 2/11/2022
B
Puerto Rico 1/11/2023
B
Illinois 2/11/2022
B
Rhode Island 1/11/2023
B
Indiana 1/11/2023
B
South Carolina 2/11/2022
B
Iowa 2/11/2022
B
South Dakota 1/11/2023
B
Kansas 1/11/2023
B
Tennessee 2/11/2022
B
Kentucky 1/11/2023
B
Texas 2/11/2022
B
Louisiana 1/11/2023
B
Utah 2/11/2022
B
Maine 1/11/2023
B
Vermont 1/11/2023
B
Maryland 2/11/2022
B
Virgin Islands 1/11/2023
B
Massachusetts 2/11/2022
B
Virginia 1/11/2023
B
Michigan 1/11/2023
B
Washington 2/11/2022
B
Minnesota 2/11/2022
B
West Virginia 1/11/2023
B
Mississippi 1/11/2023
B
Wisconsin 2/11/2022
B
Missouri 2/11/2022
B
Wyoming 2/11/2022

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
Phoenix, AZ
Registered with this firm since 2/9/2022
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
2423 E Lincoln Dr, Phoenix, AZ 85016-1215
Registered with this firm since 1/26/2022
Previous Registration(s)
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IA
 11/13/2017 - 01/04/2022 CETERA ADVISORS LLC (CRD#:10299) SCOTTSDALE, AZ
B
 01/02/2015 - 01/04/2022 CETERA ADVISORS LLC (CRD#:10299) SCOTTSDALE, AZ
B
 10/02/2013 - 01/02/2015 VANGUARD MARKETING CORPORATION (CRD#:7452) SCOTTSDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.