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Detailed Report
MARK RICHARD MAYER
CRD#: 6018491
IA
Investment Adviser
B
Broker
SYNOVUS SECURITIES, INC.CRD#: 14023 960 BUFORD HIGHWAYY
CUMMING, GA 30041
Registration History
201220142016201820202022202420263 FIRMS2016 - 2016 (<1 year)2 FIRMS2016 - Present (8 years)BJOHN HANCOCK DISTRIBUTORS LLC (CRD# 5249)2012 - 2016 (4 years)
License(s)

State Registrations

B
Alabama 11/28/2016
B
Maine 2/9/2023
B
Arizona 1/3/2022
B
North Carolina 11/28/2016
B
Florida 11/28/2016
B
South Carolina 11/28/2016
B
Georgia 11/28/2016
B
Tennessee 11/28/2016
IA
Georgia 12/2/2016
B
Texas 1/3/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SYNOVUS SECURITIES, INC. (CRD#:14023)
960 BUFORD HIGHWAYY, CUMMING, GA 30041
Registered with this firm since 12/2/2016
B
SYNOVUS SECURITIES, INC. (CRD#:14023)
960 BUFORD HIGHWAYY, CUMMING, GA 30041
Registered with this firm since 11/28/2016
Previous Registration(s)
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IA
 09/21/2016 - 11/21/2016 SUNTRUST ADVISORY SERVICES LLC (CRD#:283390) ATLANTA, GA
IA
 08/24/2016 - 11/21/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
B
 05/26/2016 - 11/21/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
B
 03/15/2012 - 04/08/2016 JOHN HANCOCK DISTRIBUTORS LLC (CRD#:5249) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.