Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
BRANDON Reid MATHER
BRANDON R MATHER, BRANDON MATHER
CRD#: 6018226
IA
Investment Adviser
B
Broker
WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCRD#: 116407 120 C AVE
SUITE 170
CORONADO, CA 92118
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLCCRD#: 130139 120 C AVE
SUITE 170
CORONADO, CA 92118
Registration History
20082010201220142016201820202022202420262 FIRMS2014 - 2023 (9 years)3 FIRMS2023 - Present (1 year)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2012 - 2014 (1 year)IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2013 - 2014 (<1 year)
Disclosure(s)
View By:
7/26/2007
Criminal
Final Disposition
License(s)

State Registrations

B
California 4/3/2023
IA
California 4/6/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC (CRD#:116407)
120 C AVE SUITE 170, CORONADO, CA 92118
Registered with this firm since 4/6/2023
B
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (CRD#:130139)
120 C AVE SUITE 170, CORONADO, CA 92118
Registered with this firm since 4/5/2023
B
LPL FINANCIAL LLC (CRD#:6413)
120 C AVENUE SUITE 170, CORONADO, CA 92118
Registered with this firm since 4/3/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/04/2014 - 04/06/2023 DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. (CRD#:13162) SAN DIEGO, CA
B
 04/03/2014 - 04/06/2023 DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. (CRD#:13162) SAN DIEGO, CA
IA
 07/23/2013 - 04/01/2014 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) WALTHAM, MA
B
 07/02/2012 - 04/01/2014 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) WALTHAM, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.