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LILIA NIA
LILIA NIYAZOVA
CRD#: 6018019
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Previous Investment Adviser
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Previous Broker
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
Registration History
2012201420162018202020222024IAKEY CLIENT FIDUCIARY ADVISORS, LLC (CRD# 298240)2022 - 2024 (2 years)IASEACREST WEALTH MANAGEMENT, LLC (CRD# 147092)2020 - 2022 (2 years)IAWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2012 - 2013 (<1 year)
Disclosure(s)
View By:
11/15/2023
Regulatory
On Appeal
8/2/2023
Regulatory
Final
8/16/2021
Customer Dispute
Settled
Previous Registration(s)
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09/22/2022 - 12/19/2024 KEY CLIENT FIDUCIARY ADVISORS, LLC (CRD#:298240) Fairfield, NJ
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12/08/2020 - 12/09/2022 SEACREST WEALTH MANAGEMENT, LLC (CRD#:147092) FAIRFIELD, NJ
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10/08/2012 - 09/16/2013 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) FAIRFIELD, NJ
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.