Individual Firm
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JEFFREY STEVEN HERMAN
CRD#: 6017881
IA
B
WELLS FARGO ADVISORSCRD#: 19616 1636 KINGS HWY N
CHERRY HILL, NJ 08034
CHERRY HILL, NJ 08034
0
Disclosures
9
Years of Experience
View By:
State Registrations
B
Arizona 4/8/2025
IA
New Jersey 6/16/2017
B
Delaware 12/5/2023
B
New York 5/10/2022
B
Florida 10/19/2020
B
Pennsylvania 4/28/2022
B
Georgia 2/21/2023
B
Texas 4/9/2024
B
Maine 4/15/2025
IA
Texas 4/9/2024
B
New Jersey 6/15/2017
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 6/16/2017
B
Registered with this firm since 6/15/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/13/2015 - 07/06/2017 | WEEHAWKEN, NJ | |
B | 08/31/2015 - 07/06/2017 | WEEHAWKEN, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.