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Yaqi Li
MINDY LI, WAN LI, Yaqi Mindy Li
CRD#: 6017471
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 5177 RICHMOND AVENUE
HOUSTON, TX 77056
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2019 - 2024 (5 years)2 FIRMS2024 - Present (<1 year)BHSBC SECURITIES (USA) INC. (CRD# 19585)2015 - 2016 (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - 2014 (1 year)
License(s)

State Registrations

B
Texas 10/15/2024

IA
Texas 10/15/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
5177 RICHMOND AVENUE, HOUSTON, TX 77056
Registered with this firm since 10/15/2024

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
5177 RICHMOND AVENUE, HOUSTON, TX 77056
Registered with this firm since 10/15/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/29/2019 - 11/04/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
B
06/18/2019 - 11/04/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
B
03/03/2015 - 03/02/2016 HSBC SECURITIES (USA) INC. (CRD#:19585) ALHAMBRA, CA
B
10/05/2013 - 12/02/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) ALHAMBRA, CA
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B
Broker
IA
Investment Adviser
Disclosures
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