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Yudel David De La Garza
DAVID DE LA GARZA, YUDEL D DE LA GARZA, YUDEL DAVID DELAGARZA, Yudel D DeLaGarza
CRD#: 6017467
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 5403 DE ZAVALA RD
SAN ANTONIO, TX 78249
Registration History
201220142016201820202022202420262 FIRMS2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2022 (10 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)
License(s)

State Registrations

B
Arkansas 1/6/2025

B
New Mexico 1/6/2025

B
Colorado 1/6/2025

B
Oklahoma 1/6/2025

B
Florida 1/6/2025

B
Texas 1/24/2023

B
Louisiana 1/6/2025

IA
Texas 5/3/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5403 DE ZAVALA RD , SAN ANTONIO, TX 78249
Registered with this firm since 5/3/2023

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
5403 DE ZAVALA RD , SAN ANTONIO, TX 78249
Registered with this firm since 1/24/2023

Previous Registration(s)
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B
10/01/2012 - 12/03/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) MISSION, TX
B
02/14/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MISSION, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.