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KEVIN W PAQUET
CRD#: 6016740
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 333 S GRAND AVE 10TH FL
LOS ANGELES, CA 90071
Registration History
201220142016201820202022202420262 FIRMS2012 - 2017 (5 years)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 6/7/2017

B
Mississippi 6/7/2017

B
California 6/7/2017

B
Montana 1/12/2021

IA
California 6/7/2017

B
New Jersey 6/7/2017

B
Colorado 6/7/2017

B
New York 4/16/2024

B
Connecticut 5/19/2023

B
Ohio 8/9/2020

B
Florida 11/3/2021

B
Oregon 6/7/2017

B
Georgia 6/7/2017

B
Tennessee 1/28/2021

B
Hawaii 6/7/2017

B
Texas 6/7/2017

B
Illinois 6/7/2017

IA
Texas 6/7/2017

B
Indiana 11/13/2024

B
Utah 2/18/2022

B
Massachusetts 6/7/2017

B
Washington 6/7/2017

B
Minnesota 6/10/2019

B
Wisconsin 1/22/2025

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
333 S GRAND AVE 10TH FL, LOS ANGELES, CA 90071
Registered with this firm since 6/7/2017

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
333 S GRAND AVE 10TH FL, LOS ANGELES, CA 90071
Registered with this firm since 6/7/2017

Previous Registration(s)
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IA
04/05/2012 - 06/20/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) LOS ANGELES, CA
B
03/07/2012 - 06/20/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) LOS ANGELES, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.