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Detailed Report
DIETER THOMAS SCHERER JR.
CRD#: 6016202
IA
Investment Adviser
ADAPTIVE WEALTH, LLCCRD#: 171045 CHARLESTON, SC
Registration History
20122014201620182020202220242026IAADAPTIVE WEALTH, LLC (CRD# 171045)2014 - Present (10 years)IATRITON WEALTH MANAGEMENT (CRD# 132601)2012 - 2013 (1 year)
License(s)

State Registrations

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Maryland 1/30/2024
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Texas 3/14/2017
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South Carolina 1/26/2024
Current Registration(s)
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ADAPTIVE WEALTH, LLC (CRD#:171045)
CHARLESTON, SC
Registered with this firm since 9/3/2014
Previous Registration(s)
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 03/29/2012 - 11/26/2013 TRITON WEALTH MANAGEMENT (CRD#:132601) CHESTER, MD
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.