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Detailed Report
ALEXANDER ELLIOTT NEWMAN
ALEX E NEWMAN, ALEX NEWMAN, ALEXANDER NEWMAN
CRD#: 6015559
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Investment Adviser
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Previous Broker
GRAPE MODERN WEALTH MANAGEMENTCRD#: 319261 31285 TEMECULA PARKWAY
SUITE C8-235
TEMECULA, CA 92592
Registration History
201220142016201820202022202420262 FIRMS2017 - 2022 (4 years)IAGRAPE MODERN WEALTH MANAGEMENT (CRD# 319261)2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2017 (4 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - 2017 (3 years)
Disclosure(s)
View By:
4/27/2022
Employment Separation After Allegations
License(s)

State Registrations

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California 5/2/2022
Current Registration(s)
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GRAPE MODERN WEALTH MANAGEMENT (CRD#:319261)
31285 TEMECULA PARKWAY SUITE C8-235, TEMECULA, CA 92592
Registered with this firm since 5/2/2022
Previous Registration(s)
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 06/23/2017 - 05/17/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MURRIETA, CA
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 06/23/2017 - 05/17/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MURRIETA, CA
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 12/03/2013 - 07/06/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) ESCONDIDO, CA
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 10/01/2012 - 07/06/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) ESCONDIDO, CA
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 08/13/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CARLSBAD, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.