• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Sean Patrick Finley
Sean Finley
CRD#: 6013967
IA
Investment Adviser
B
Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 968 Old State Route 74
Batavia, OH 45103
Registration History
201220142016201820202022202420262 FIRMS2023 - Present (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2012 - 2023 (11 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2023 (5 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2013 - 2018 (5 years)
License(s)

State Registrations

B
California 10/10/2023

B
Michigan 10/10/2023

B
Colorado 10/10/2023

B
Missouri 10/10/2023

B
Florida 10/10/2023

B
Nevada 10/10/2023

B
Georgia 10/10/2023

B
North Carolina 10/10/2023

B
Indiana 10/10/2023

B
Ohio 9/25/2023

B
Kansas 12/23/2024

IA
Ohio 9/26/2023

B
Kentucky 9/25/2023

B
Tennessee 10/10/2023

B
Maine 10/10/2023

B
Texas 10/10/2023

B
Maryland 10/10/2023

B
Virginia 10/10/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
968 Old State Route 74, Batavia, OH 45103
210 Sterling Run Blvd, Mount Orab, OH 45154
Registered with this firm since 9/26/2023

B
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
968 Old State Route 74, Batavia, OH 45103
210 Sterling Run Blvd, Mount Orab, OH 45154
Registered with this firm since 9/25/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/13/2018 - 09/13/2023 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
B
05/07/2012 - 09/12/2023 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) COVINGTON, KY
IA
04/10/2013 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) COVINGTON, KY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.