• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
WINSTON FAY NELSON
WINSTON NELSON
CRD#: 6013548
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 8850 Boedeker Dr
Dallas, TX 75225
Registration History
201220142016201820202022202420262 FIRMS2012 - 2013 (1 year)2 FIRMS2013 - 2017 (3 years)2 FIRMS2017 - 2023 (6 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Texas 11/3/2023

IA
Texas 11/3/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
8850 Boedeker Dr, Dallas, TX 75225
Dallas, TX
Registered with this firm since 11/3/2023

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
8850 Boedeker Dr, Dallas, TX 75225
Dallas, TX
Registered with this firm since 11/3/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/06/2017 - 11/03/2023 COMERICA SECURITIES (CRD#:17079) DALLAS, TX
B
10/06/2017 - 11/03/2023 COMERICA SECURITIES (CRD#:17079) DALLAS, TX
IA
11/22/2013 - 08/15/2017 MANNING & NAPIER ADVISORS, LLC (CRD#:105992) DALLAS, TX
B
11/22/2013 - 08/15/2017 MANNING & NAPIER INVESTOR SERVICES, INC. (CRD#:26266) DALLAS, TX
IA
06/09/2012 - 11/08/2013 ALLIANCEBERNSTEIN L.P. (CRD#:108477) DALLAS, TX
B
01/23/2012 - 11/08/2013 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) DALLAS, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.