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HAROLD JOHN LESAGE JR
RED LESAGE
CRD#: 601321
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 10001 WOODLOCH FOREST DRIVE
SUITE 100
THE WOODLANDS, TX 77380
Registration History
197519801985199019952000200520102015202020252 FIRMS1991 - Present (34 years)BROTAN MOSLE INC. (CRD# 727)1985 - 1991 (5 years)BRAUSCHER PIERCE REFSNES, INC. (CRD# 6663)1974 - 1985 (11 years)BINA SECURITY CORP (CRD# 1000008)1975 - 1976 (1 year)BFIRST OF TEXAS, INCORPORATED (CRD# 312)1973 - 1974 (1 year)
Disclosure(s)
View By:
8/28/1998
Customer Dispute
Pending
License(s)

State Registrations

B
Alaska 2/6/2009

B
North Carolina 2/28/1991

B
Arizona 1/1/1991

B
Ohio 1/1/1991

B
Arkansas 1/1/1991

B
Oklahoma 9/16/1992

B
California 1/1/1991

B
Oregon 2/15/2022

B
Colorado 1/3/1991

B
Pennsylvania 5/27/1998

B
Florida 2/10/1993

B
South Carolina 5/27/2004

B
Louisiana 3/18/1996

B
Texas 1/1/1991

B
Minnesota 6/13/2024

IA
Texas 1/1/1991

B
Nebraska 10/21/2021

B
Virginia 9/13/2018

B
New Mexico 1/1/1991

B
Washington 11/20/2023

B
New York 12/5/1997

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
10001 WOODLOCH FOREST DRIVE SUITE 100, THE WOODLANDS, TX 77380
1780 Hughes Landing Blvd. SUITE 200, THE WOODLANDS, TX 77380-1687
Registered with this firm since 1/1/1991

IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
10001 WOODLOCH FOREST DRIVE SUITE 100, THE WOODLANDS, TX 77380
1780 Hughes Landing Blvd. SUITE 200, THE WOODLANDS, TX 77380-1687
Registered with this firm since 1/1/1991

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/23/1985 - 01/01/1991 ROTAN MOSLE INC. (CRD#:727)
B
03/29/1974 - 10/21/1985 RAUSCHER PIERCE REFSNES, INC. (CRD#:6663)
B
07/24/1975 - 08/06/1976 INA SECURITY CORP (CRD#:1000008)
B
01/16/1973 - 03/29/1974 FIRST OF TEXAS, INCORPORATED (CRD#:312)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.