• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Ramses David Visher
Ramses Visher
CRD#: 6012559
IA
Previous Investment Adviser
B
Previous Broker
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
This individual has provided comments about information in this report. See Detailed Report for available information.
Registration History
20182019202020212022202320242025IAVAULT CAPITAL (CRD# 323012)2023 - 2023 (<1 year)IAAXA ADVISORS, LLC (CRD# 6627)2018 - 2018 (<1 year)
Disclosure(s)
View By:
2/26/2024
Regulatory
Final
7/24/2020
Financial
Final
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/03/2023 - 10/13/2023 VAULT CAPITAL (CRD#:323012) MALIBU, CA
IA
03/05/2018 - 08/20/2018 AXA ADVISORS, LLC (CRD#:6627) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.