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MICHELLE LYNN MATAN
MICHELLE L MATAN, Michelle Lynn Matan
CRD#: 6011403
IA
B
ROCKEFELLER CAPITAL MANAGEMENTCRD#: 294197 321 BROADWAY
SARATOGA SPRINGS, NY 12866
SARATOGA SPRINGS, NY 12866
ROCKEFELLER FINANCIAL LLCCRD#: 291361 321 Broadway
Saratoga Springs, NY 12866
Saratoga Springs, NY 12866
0
Disclosures
13
Years of Experience
View By:
State Registrations
B
Arizona 10/30/2020
B
Nevada 10/30/2020
B
California 10/30/2020
B
New Jersey 10/30/2020
B
Colorado 10/30/2020
B
New York 10/30/2020
B
Connecticut 10/30/2020
IA
New York 5/26/2021
B
Florida 10/30/2020
B
North Carolina 10/30/2020
B
Georgia 10/30/2020
B
Ohio 10/30/2020
B
Illinois 10/30/2020
B
Pennsylvania 10/30/2020
B
Indiana 10/30/2020
B
South Carolina 10/30/2020
B
Maine 10/30/2020
B
Texas 10/30/2020
B
Maryland 10/30/2020
IA
Texas 2/1/2021
B
Massachusetts 10/30/2020
B
Utah 1/7/2021
B
Michigan 10/30/2020
B
Vermont 10/30/2020
B
Minnesota 10/30/2020
B
Virginia 10/30/2020
B
Mississippi 10/30/2020
B
Wyoming 10/30/2020
B
Missouri 10/30/2020
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 7/12/2022
IA
Registered with this firm since 10/30/2020
B
Registered with this firm since 10/30/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/06/2014 - 11/04/2020 | SYRACUSE, NY | |
B | 03/13/2014 - 11/04/2020 | SYRACUSE, NY | |
B | 01/26/2012 - 03/10/2014 | ALBANY, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.