Individual Firm
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RANDAL E LOCKLIER
RANDY LOCKLIER
CRD#: 6011271
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BROOKSTONE CAPITAL MANAGEMENT LLCCRD#: 141413 2015 Wilkinson Street
Suite D
Panama City Beach, FL 32408
Suite D
Panama City Beach, FL 32408
0
Disclosures
11
Years of Experience
View By:
State Registrations
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Alabama 1/6/2020
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North Carolina 1/6/2020
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Florida 2/7/2020
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South Carolina 1/2/2020
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Registered with this firm since 1/2/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/10/2019 - 06/05/2019 | Columbia, SC | |
IA | 06/16/2017 - 04/09/2019 | Columbia, SC | |
IA | 07/11/2013 - 10/03/2016 | COLUMBIA, SC | |
IA | 06/18/2013 - 10/03/2016 | COLUMBIA, SC | |
B | 06/17/2013 - 10/03/2016 | COLUMBIA, SC | |
IA | 06/27/2012 - 06/11/2013 | COLUMBIA, SC | |
B | 04/23/2012 - 06/11/2013 | COLUMBIA, SC | |
B | 03/28/2012 - 04/19/2012 | COLUMBIA, SC |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.