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Detailed Report
Jeffrey Lamar Richardson
JEFFREY LAMAR RICHARDSON, Jeff Richardson
CRD#: 6011147
IA
Investment Adviser
B
Broker
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Phoenix, AZ
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Phoenix, AZ
Registration History
1985199019952000200520102015202020252 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - 2016 (2 years)2 FIRMS2016 - 2016 (<1 year)2 FIRMS2019 - 2022 (2 years)2 FIRMS2023 - Present (1 year)IAPERSONAL CAPITAL ADVISORS CORP... (CRD# 155172)2022 - 2023 (1 year)IACAPITAL MARKETS IQ, LLC (CRD# 134921)2016 - 2019 (2 years)
Disclosure(s)
View By:
6/3/1982
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 12/11/2023
B
Georgia 10/26/2023
IA
Arizona 12/11/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109)
Phoenix, AZ
Registered with this firm since 10/25/2023
IA
EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
Phoenix, AZ
Registered with this firm since 4/3/2023
Previous Registration(s)
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IA
 01/10/2022 - 04/03/2023 PERSONAL CAPITAL ADVISORS CORPORATION (CRD#:155172) Dacula, GA
IA
 03/04/2019 - 02/01/2022 MORGAN STANLEY (CRD#:149777) Duluth, GA
B
 03/26/2019 - 02/01/2022 MORGAN STANLEY (CRD#:149777) Duluth, GA
IA
 11/21/2016 - 02/01/2019 CAPITAL MARKETS IQ, LLC (CRD#:134921) Venice, FL
IA
 03/28/2016 - 11/01/2016 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) ATLANTA, GA
B
 03/28/2016 - 11/01/2016 CETERA INVESTMENT SERVICES LLC (CRD#:15340) ATLANTA, GA
IA
 01/21/2014 - 03/29/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) BUFORD, GA
B
 01/17/2014 - 03/29/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) BUFORD, GA
IA
 04/25/2012 - 01/22/2014 EDWARD JONES (CRD#:250) DACULA, GA
B
 02/09/2012 - 01/22/2014 EDWARD JONES (CRD#:250) DACULA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.