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BRIAN MICHAEL SWEENEY
BRIAN SWEENEY
CRD#: 6010824
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1177 W. 3RD AVE
COLUMBUS, OH 43212
Registration History
201220142016201820202022202420262 FIRMS2012 - 2013 (1 year)2 FIRMS2013 - 2014 (<1 year)2 FIRMS2014 - 2016 (1 year)2 FIRMS2016 - Present (9 years)
License(s)

State Registrations

B
Alabama 8/5/2022

B
New York 8/23/2017

B
Arizona 11/28/2016

B
Ohio 1/19/2016

B
Arkansas 7/21/2021

IA
Ohio 1/20/2016

B
Florida 1/19/2016

B
Pennsylvania 1/19/2016

B
Kentucky 1/19/2016

IA
Pennsylvania 1/19/2016

B
Michigan 3/1/2021

B
South Carolina 10/14/2019

B
Missouri 1/19/2016

B
Texas 12/2/2022

B
Montana 3/1/2021

IA
Texas 12/6/2022

B
Nevada 12/5/2016

B
West Virginia 11/9/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1177 W. 3RD AVE, COLUMBUS, OH 43212
330 RUSH ALLEY, COLUMBUS, OH 43215
Registered with this firm since 1/19/2016

B
LPL FINANCIAL LLC (CRD#:6413)
1177 W. 3RD AVE, COLUMBUS, OH 43212
330 RUSH ALLEY, COLUMBUS, OH 43215
Registered with this firm since 1/19/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/25/2014 - 01/20/2016 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) BEAVER, PA
B
02/24/2014 - 01/20/2016 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) BEAVER, PA
IA
08/01/2013 - 01/02/2014 PNC INVESTMENTS (CRD#:129052) NEW ALBANY, OH
B
08/01/2013 - 01/02/2014 PNC INVESTMENTS (CRD#:129052) NEW ALBANY, OH
IA
04/18/2012 - 07/01/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BEAVER, PA
B
03/05/2012 - 07/01/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BEAVER, PA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.