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CHRISTOPHER R ZAPPY
CHRISTOPHER ZAPPY
CRD#: 6010539
IA
B
MORGAN STANLEYCRD#: 149777 330 Fellowship Road
Mount Laurel, NJ 08054
Mount Laurel, NJ 08054
0
Disclosures
13
Years of Experience
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State Registrations
B
Alabama 9/29/2017
B
Mississippi 6/17/2020
B
Alaska 1/3/2018
B
Missouri 11/26/2024
B
Arizona 7/28/2022
B
Montana 10/2/2018
B
California 5/1/2019
B
Nevada 4/8/2022
B
Colorado 10/15/2018
B
New Hampshire 10/10/2018
B
Connecticut 10/17/2017
B
New Jersey 5/31/2016
B
Delaware 11/25/2016
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New Jersey 6/24/2016
B
District of Columbia 8/11/2023
B
New York 5/31/2016
B
Florida 10/10/2018
B
North Carolina 10/5/2021
B
Georgia 4/9/2021
B
Ohio 4/25/2019
B
Hawaii 8/5/2020
B
Oregon 2/26/2019
B
Idaho 8/10/2023
B
Pennsylvania 6/28/2016
B
Illinois 12/13/2022
B
Rhode Island 8/9/2022
B
Indiana 2/1/2021
B
South Carolina 7/7/2021
B
Kansas 1/19/2024
B
Tennessee 10/9/2020
B
Louisiana 4/1/2025
B
Texas 9/12/2018
B
Maine 9/21/2017
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Texas 4/15/2020
B
Maryland 5/9/2017
B
Utah 7/31/2023
B
Massachusetts 9/21/2017
B
Vermont 10/20/2022
B
Michigan 4/13/2022
B
Virginia 11/1/2016
B
Minnesota 9/13/2022
B
Washington 7/11/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/24/2016
B
Registered with this firm since 5/31/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/08/2014 - 05/24/2016 | PRINCETON, NJ | |
B | 01/24/2012 - 11/24/2014 | MARLTON, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.